Anti - Money Laundering Compliance

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POST DATE 8/27/2016
END DATE 12/19/2016

The Compliance Search Group Chicago, IL

Chicago, IL
AJE Ref #
Job Classification
Full Time
Job Type
Company Ref #



Our client, an investment management firm, is looking for a Risk & Compliance Professional to join the Transfer Agent (TA) division of its company. The TA Risk dates to be determined by management
* Certified Anti-Money Laundering Specialist (CAMS) Certification is recommended

KNOWLEDGE, SKILLS & ABILITIES REQUIRED: (technical skills, communication skills, customer focus, time management skills, independence, and accuracy)

* Skills to analyze reports/data to reach reasonable conclusions on shareholder identity and transactions
* Knowledge of USA Patriot Act, Anti-Money Laundering regulations, privacy laws, and fraud trends
* Ability to make good judgments on the escalation of items
* Experience with internet search engines and internet investigation techniques
* Initiative to take on additional responsibilities when needed
* Knowledge of the company's business and industry
* Leadership and presentation skills
* Experience with Microsoft Office (Outlook, Word, Excel, PowerPoint, SharePoint, etc.)
* Phone skills for handling shareholders, relatives of lost shareholders, banks, suspicious individuals