Branch Service Associate

Main responsibility will be processing of new accounts and account updates for the complex. Reviewing new account documents before Manager sign off and submitting them to NY for review and approval. Follow up with NY to ensure a timely turn around of approvals. Ensure documentation is posted on the client's account once the account is open.

Additional responsibilities include cross training and back-up for operations, cashiering, maintain records, and perform margin activities, greet and assist clients and visitors, input and match orders, handle day-to-day inquiries from Financial Advisors, assist with administrative tasks; process correspondence, faxes, copies, filing and special projects.
Experience with New Accounts processes

Strong understanding of regulations pertaining to new accounts for NRAs, Patriot Act, KYC, AML

Excellent verbal and written communication skills

Strong organizational skills

FINRA: Series 7, 66 preferred

UBS is an equal opportunity employer. We respect and seek to empower each individual and the diverse cultures, perspectives, skills and experiences within our workforce.