Chief Compliance Officer

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POST DATE 8/20/2016
END DATE 12/19/2016

The Compliance Search Group New York, NY

New York, NY
AJE Ref #
Job Classification
Full Time
Job Type
Company Ref #


A well regarded international asset management firm seeks a Chief Compliance Officer for their US offices.

The company has decades of experience professionally managing money for pension funds worldwide and has a unique investor-owned manager model.

This fantastic opportunity offers an experienced Compliance Officer the chance to step-up into a Chief Compliance Officer position. Also, this position is ideal for a Chief Compliance Officer to pivot into a great firm with growth potential.

The CCO will be responsible for a vast array of Compliance responsibilities. He/she will manage the daily functions of the Compliance department. This will also be a hands-on position.

The person will be involved with interacting with regulators, regulatory filings, developing and enhancing policies and procedures, interfacing with business divisions, offering advice and guidance, oversight of surveillance, testing, monitoring, as well as other important duties.

Appropriate candidates should have 7-10 plus years of relevant experience.