Client Services Officer 8/18/2016
JOB DESCRIPTIONAPPLY Mughal and Associates Corporate Recruitment is seeking a CLIENT SERVICES OFFICER for our client, a prominent financial company, located in Miami, FL. This client offers extraordinary compensation, bonus and benefits.
The Client Services Officer is an integral and a vital part of this company and candidates for this position must be prepared to work in a dynamic and fast-paced professional environment.
ESSENTIAL DUTIES AND RESPONSIBILITIES:
* Accepts and processes securities trading orders and cross-checks for investment suitability.
* Ensures adequate funding to cover Client account transaction activity.
* Analyses portfolio positions, maturities, dividends, coupon receipts and corporate actions.
* Reviews client accounts' investment and transaction activity to ensure alignment with compliance requirements.
* Interacts with clients to service investment needs, detect complaints, and escalate to Management as appropriate.
* Meets in person with Clients as backup for designated Client Relationship Officers.
* Coordinates the establishment of new investment proposals for Clients with Products Specialists.
* Tracks client portfolio investment performance.
* Prepares new business forecast reports and tracks current pipeline progress.
* Maintains mandatory account documentation in good order.
* Bachelor's degree in Business, Finance, Economics and/or related field (Master's degreepreferred).
* FINRA Series 7. Series 66 is desirable.
* Solid understanding of investment products, financial market fundamentals, account management and administration.
* Minimum 5 years of work experience in Private Banking, Broker/Dealer or related field.
* High level of interpersonal skills and Strong Compliance conviction
* Full bilingual fluency in ENGLISH AND PORTUGUESE.
Our client offers an awesome working environment along with a highly competitive Benefits package.