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Compliance, Securities Divisional Compliance Officer, Associate/Vice President

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POST DATE 9/3/2016
END DATE 11/3/2016

Goldman Sachs Group, Inc. New York, NY

Location
New York, NY
AJE Ref #
576081498
Job Classification
Full Time
Job Type
Regular
Company Ref #
43537
Experience
Entry Level (0 - 2 years)

JOB DESCRIPTION

The role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct required of the Firm?s businesses as well as the laws, regulations and policies governing these businesses in order to avoid economic, regulatory and legal liability and risk to reputation. In particular, this Divisional Compliance Officer provides coverage support to the Securities Division Macro businesses. Divisional Compliance also works closely with other Firm departments, such as Legal, Conflicts, Controllers, Credit, Technology, Operations and Internal Audit.

Principal Responsibilities:
? Provide advice on policies, procedures and regulations that impact firm activities and employee conduct
? Develop, draft and implement policies and procedures in response to regulatory drivers, other external drivers and business changes
? Perform risk assessment reviews of business unit for internal risk management and reporting processes
? Develop and deliver compliance training programs for business unit professionals
? Participate in regulatory and internal investigations and audits
? Review potential investments and coordinate with deal teams and outside counsel on investment-related diligence and monitoring? BA/BS required
? 2+ years related work experience? Provide advice on policies, procedures and regulations that impact firm activities and employee conduct
? Develop, draft and implement policies and procedures in response to regulatory drivers, other external drivers and business changes
? Perform risk assessment reviews of business unit for internal risk management and reporting processes
? Develop and deliver compliance training programs for business unit professionals
? Participate in regulatory and internal investigations and audits
? Review potential investments and coordinate with deal teams and outside counsel on investment-related diligence and monitoring


Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet. The Goldman Sachs Group, Inc., 2015. All rights reserved.*****