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Compliance Testing Analyst Consumer Regulations

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POST DATE 8/12/2016
END DATE 3/23/2017

Signature Bank New York, NY

New York, NY
AJE Ref #
Job Classification
Full Time
Job Type
Company Ref #
Mid-Career (2 - 15 years)
High School Diploma or GED


Join a winning team! Signature Bank has been ranked among the Top 10 on Forbes\' list of Best Banks in America for six consecutive years!

Signature Bank, member FDIC, is a New York-based full-service commercial bank with private client offices throughout the New York metropolitan area. The Bank s growing network of private client banking teams serves the needs of privately owned businesses, their owners and senior managers. Signature Bank offers a wide variety of business and personal banking products and services.

The Bank operates Signature Financial, LLC, a specialty finance subsidiary focused on equipment finance and leasing, transportation financing and taxi medallion financing. Investment, brokerage, asset management and insurance products and services are offered through the Bank s subsidiary, Signature Securities Group Corporation, a licensed broker-dealer, investment adviser and member FINRA/SIPC.

Compliance Testing Analyst Consumer Regulations Manhattan

We are looking for a proactive, solution and detail oriented strategic thinker to join our Compliance Department. If you are a highly motivated individual with an interest in a career with us, this immediate opportunity might be a fit!

Primary responsibilities include:

* Monitoring/Testing compliance with the laws and regulations in accordance with the Bank s Compliance Management Program.

* Specifically concentrates on consumer lending/deposit accounts and safety and soundness issues, including, Regulation B (Equal Credit Opportunity), Reg C (Home Mortgage Disclosure Act, HMDA), Reg CC ( Expedited Funds Availability Act), Reg D (Reserve Requirements), Reg DD ( Truth in Savings Act), Reg E (Electronic Fund Transfer Act), Reg P (Privacy of Consumer Financial Information), Reg Z (Truth in Lending Act), and other consumer protection laws and regulations.

* Identify control deficiencies in business-level procedures or policies; make recommendations, and issue final reports based on findings.

* Follow-up with compliance updates to consumer regulations as directed by Federal and State regulators

* Liaise with business personnel on all compliance matters pertaining to consumer regulatory requirements.

* Assist in regulatory consumer compliance examinations and assist with other ad hoc assignments


* Minimum 2 years experience in a financial institution.

* Minimum 2 years experience with demonstrated and applied knowledge of consumer deposit and lending regulations required; Compliance, Audit, and AML/BSA experience a plus.

* Strong communication (verbal/written), analytical, research, and problem solving skills are a must.

* Detail oriented, organized, and able to work well under strict deadlines.

* Knowledge of FIS ERM (Risk Assessment Management) system a plus

* High School Diploma or GED required; Bachelor s degree preferred

Signature Bank offers a competitive compensation (with BONUS ELIGIBILITY) and an excellent benefits package for qualified employees, including medical, dental, vision, tuition reimbursement, 401(k) plan with company match, gym reimbursement and a wellness program.

Signature Bank: the experience of being financially well cared for.

We are an Equal Opportunity Employer

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