Manager for Compliance Monitoring 9/8/2016

Solutions Framingham, MA

Company
Solutions
Job Classification
Full Time
Company Ref #
28522024
AJE Ref #
576120749
Location
Framingham, MA
Job Type
Regular

JOB DESCRIPTION

APPLY
** PLEASE APPLY TO THIS TITLE ONLY ONCE **

MUST BE WILLING TO RELOCATE TO THE MASSACHUSETTS area if not local

*** INVESTMENT COMPLIANCE EXPERIENCE REQUIRED ***

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Resolve compliance system post-trade incidents

Must ensure investment transactions and holdings in compliance with guidelines and regulations

Current and/or previous management experience REQUIRED

Cross-functional team work with Investors, Relationship Managers and/or Clients

Experience with Equities, Fixed Income, Derivatives NEEDED

8 years of investment compliance experience REQUIRED

7 - 10 years' work experience in the financial services industrY required.

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Advanced degree work OR CFA designation OR professional certification is a BIG PLUS.

BIG PLUS if familiar with Fidessa's Sentinel or Charles River tools

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** PLEASE APPLY TO THIS TITLE ONLY ONCE **

MUST BE WILLING TO RELOCATE TO THE MASSACHUSETTS AREAS LISTED BELOW

*** INVESTMENT COMPLIANCE EXPERIENCE REQUIRED ***