Registered Client Service Associate

Job Summary and Mission:

The Registered Client Service Associate supports the business operations of a team of Financial Advisors. This position is not limited to handling and/or addressing all the clients operational and administrative needs.

Job Responsibilities:

* Provide service to UBS clients by responding to clients requests and addressing inquiries to different areas as appropriate

* Provide administrative support to designated financial advisor(s)

* Process and follow up operational duties linked to new accounts, risk management, funds cashiering, and order entry, among other

* Work closely with the branch operations team and bank service desks on resolving client inquiries
* Market research

* Interface with branch management team as required
* Series 7 and 66 & Insurance License required

* High School Diploma or equivalent

* 2-3 years minimum experience in financial service industry

* Strong knowledge of lending products

* Strong communication skills (verbal and written)

* Ability to multi-task in a highly visible fast-paced and team-oriented environment

* Ability to exercise good judgment by recognizing urgency and prioritizing accordingly

* High degree of confidentiality and latitude

* Able to work independently with strong administrative and problem solving skills

* Ability to interface across business units and with all levels of Management