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POST DATE 9/16/2016
END DATE 1/7/2017

DM Stone JobsInBrokerage.com Scotts Valley, CA

Scotts Valley, CA
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Full Time
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Fast growing Investment Management firm is looking for an Execution Trader to work directly with the Portfolio Manager an trade team.Must have an aptitude for financial and investment concepts, and work well under pressure. This is an important position within the organization, and the firm?s rapid growth offers plenty of advancement potential for the right individual as they encourage employees to expand their role within the firm. DUTIES:Trade execution through various applications including Advent MOXY and Bloomberg EMSX. Modeling large block trades for various clients and institutions in close coordination with the Portfolio Manager.Ongoing support of Portfolio Managers and Research Team by providing detailed reporting.Maintenance of WRAP accounts within the firm?s systems to ensure conformity with model portfolios. Portfolio maintenance through the use of Advent AXYS. This may at times include account reconciliation and assistance with trade breaks or settlements.Liaising with premier financial institutional partners trading and back-office departments.Maintaining portfolio trading restrictions within the firm trading systems. Working with the Chief Compliance Officer to maintain a culture of compliance within the organization.Some assistance to the Investment Research team with ad-hoc projects.QUALIFICATIONS: 4+ years experience working in a similar position within an RIA or brokerage firm. Experience working with OMS and EMS systems such as: Advent Moxy, Eze OMS, Cha


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