Senior Manager - Business Risk / Regulatory and Compliance (Volcker Financial Reform Experience)
Deloitte - New York, NY
Job Summary
- Company
- Deloitte Deloitte
- Location
New York, NY, US
- Job Type
- Regular
- Job Classification
- Full Time
- Experience
- not provided
- Education
- not provided
- Company Ref #
- 29045382904538
- AJE Ref #
- 552719636
- [+] More
Job Description
AERS, Business Risk, Governance, Regulatory and RiskRole: Banking and Securities Regulatory ManagerIndustry: Financial ServicesLocation: NortheastDeloitte and Touche LLP's ('Deloitte and Touche's') Audit and Enterprise Risk Services (AERS) business has a risk-based approach, experienced professionals, comprehensive methodologies, and technical resources. Deloitte and Touche's services combine competency and experience in the areas of financial reporting, risk management, and compliance.Business RiskOur Advisory practice solves our clients' most complex financial instrument and physical market challenges by delivering risk advisory, technical accounting, quantitative, technology and operational services. Specifically, our consulting projects include risk assessment and solution implementation for business strategies and policies, business processes, organization structure, risk modeling, management reporting and treasury, trading and risk systems. We help clients draw the necessary information from the capital markets, their customers, regulators and other sources, analyze the information across risk classes, and report the information to managers in an efficient but secure format to facilitate tactical and strategic decision making.Our professionals bring extensive experience in risk management, trading, treasury, investment management, operations, accounting, taxation, asset securitization, and management consulting to each assignment.The Business Risk ('BR') service area is comprised of professionals that possess competency and experience in the areas of risk management, business and operational processes, internal auditing, financial reporting and other internal controls, and regulatory compliance. Business risk professionals use these skills to assess, analyze, and improve the effectiveness and efficiency of governance, financial and operational control processes, offer recommendations to improve operations, and assist clients with enterprise risk and compliance activities.Governance, Regulatory and Risk ServicesOur Regulatory Consulting Services include: Risk Management and Internal Control Assessment Regulatory Compliance Reviews Policy and Procedures Reviews Regulatory and Examination Support Regulatory Enforcement Action Support Compliance Program Design and ImplementationManager responsibilities and job duties will include:- Developing and maintaining deep subject matter expertise- Creating deliverables for written and oral presentations- Designing approaches for projects demonstrating problem-solving ability- Extending client-relationship building activities- Identifying potential opportunities/ support sales, proposal/engagement letter development and marketing efforts to achieve annual sales and managed revenue goals- Meeting manager level utilization goals annually- Developing subject matter expertise through self study and formal training- Managing key practice development initiatives involving junior staff- Assist in the selection and tailoring of approaches, methods and tools to support service offering or client projects- Actively participate in decision making with engagement management and seek to understand the broader impact of current decisions- Generate innovative ideas and techniques to challenge the status quo- Facilitate use of technology-based tools or methodologies to review, design and/or implement products and services- Play substantive/lead role in engagement planning, economics, billing and project risk review practices- Assist in mentoring, training, development and retention of professionals- Play substantive role in enhancing relationships with Deloitte and Touche Audit, Tax and Consulting professionals- Identify opportunities to cross-sell other services- Demonstrate a general knowledge of market trends, competitor activities, Deloitte and Touche products and service lines- Build and nurture positive working relationships with clients with the intention to exceed client expectations and gain understanding of clients' business environment- Participate in 'add-on' sales to client- Membership and visibility in professional and civic organizationsref: IndeedCampaignFY12Qualifications:10+years experience withCapital markets, market making and trading background. Knowledge of how different asset classes trade and corresponding trading strategies. 2+ years experience Desk level experience preferred Strong analytical skills Technology and operations background and understanding of how trade capture and reporting systems work Quantitative background to undertake profitability and loss attribution as well as the development of other quantitative metrics. Internal controls and compliance experience and used to working in a highly regulated environment Excellent power point and written communication skillsBA or BS in Finance or related fieldAbout DeloitteDeloitte refers to one or more of Deloitte Touche Tohmatsu, a Swiss Verein, and its network of member firms, each of which is a legally separate and independent entity. Please see www.deloitte.com/about for a detailed description of the legal structure of Deloitte Touche Tohmatsu and its member firms. Please see www.deloitte.com/us/about for a detailed description of the legal structure of Deloitte LLP and its subsidiaries. Deloitte LLP and its subsidiaries are equal opportunity employers.
