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Specialist, Global Regulatory Risk and Compliance

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POST DATE 8/31/2016
END DATE 12/8/2016

SEI Oaks, PA

Company
SEI
Job Classification
Full Time
Company Ref #
P20630
Location
Oaks, PA
Experience
Mid-Career (2 - 15 years)
Job Type
Regular
Education
Bachelors Degree
AJE Ref #
576028400

JOB DESCRIPTION

Position Description

SEI is a leading global provider of outsourced asset management, investing processing and investment operations solutions. SEI Investment Manager Services, a division of SEI (www.seic.com), provides total operations outsourcing solutions to global investment managers and is a leading provider of accounting and administrative services to the investment management industry.

The Global Regulatory Risk and Compliance (GRRC) Specialist is responsible for ensuring the successful and accurate completion of certain compliance and administrative servicing requirements for investment manager products for assigned funds. This individual will operate in a team environment and rely heavily on the use of the micro-computer and various software packages.

The responsibilities for this position include, but are not limited to, the following items:

* Support the project management of the various service offered by GRRC
* Maintain the filing schedules in support of the regulatory filing process
* Create and disseminate timelines to the appropriate parties for each filing period
* Support and coordinate kick-off meetings for each scheduled filing period so that all parties are aware of expectations
* Serve as the liaison among the SEI s Internal Support teams to ensure efficient and timely reporting
* Prepare ad-hoc regulatory reports and other deliverables
* Identify and resolve issues and errors on a timely basis with appropriate documentation and escalation.
* Perform quality control reviews of the data being provided by SEI in order to complete regulatory filings
* Serve as the primary contact for client questions and inquiries regarding the various requirements and data points of regulatory filings
* Test Regulatory Reporting module enhancements as part of the on-going release process
* Support service model for various products (mutual funds, hedge funds, private equity)
* Support department leadership with continuous improvement initiatives and ongoing establishment and maintenance of procedures as needed
* Participate in other team projects and tasks as necessary.

Position Requirements

* BS/BA degree in accounting, finance or related field
* Minimum of 18 months of related work experience
* Ability to understand and interpret regulations, regulatory guidance and apply such in a practical manner in an operational environment
* Demonstrated ability to produce high quality output
* Detail oriented
* Ability to perform detailed reviews of financial data and detect inaccurate or missing items
* Ability to recognize potential problems and escalate them to the appropriate levels
* Ability to work under pressure and manage multiple tasks simultaneously
* Solid interpersonal skills
* Strong client service skills
* Knowledge of the investment management industry
* Experience with Sungard InvestOne, InvestTier, Investran and SS&C Advent Geneva systems a plus
* Willingness to learn new systems, concepts and broaden knowledge in the industry
Excellent team player with ability to take ownership of role and work under own initiative
* Strong verbal and written communication skills
* Working knowledge of the Microsoft Office Suite with emphasis on Excel and Word

Physical Demands and Work Environment:
While performing the duties of this job, the work environment may require an individual to move around the office and from building to building which may expose the individual to weather conditions outside. The individual has to be able to sit or be stationary at a computer and use computers for extended periods of time and occasionally lift and/or move up to 20 pounds. The noise level in the environment is moderate and the individual must be able to communicate and exchange information with people in person and over the telephone and email.

SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.
We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class.

We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class.