TRADER - OPERATIONS 9/16/2016

DM Stone JobsInBrokerage.com Scotts Valley, CA

Company
DM Stone JobsInBrokerage.com
Job Classification
Full Time
Company Ref #
dmstone5628
AJE Ref #
576199062
Location
Scotts Valley, CA
Job Type
Regular

JOB DESCRIPTION

APPLY
Registered Investment Advisor in the Scotts Valley area is looking for a Trader/Operations individual to join their growing firm.DUTIES:Trade execution through various applications including Advent MOXY, Eze OMS, and FISERV APL. Modeling trades for various clients and institutions in close coordination with the Portfolio Manager.Maintenance of WRAP accounts within the firm?s systems to ensure conformity with model portfolios. Portfolio maintenance through the use of Advent AXYS. This may include account reconciliation, performance calculations, and database entry.Liaising with premier financial institutional partners operations and trading departments.Ongoing support of Portfolio Managers and Research Team by providing detailed reporting.Assist the Investment Research team with ad-hoc projects.Maintaining portfolio trading restrictions within the firm trading systems. Working with the Chief Compliance Officer to maintain a culture of compliance within the organization.QUALIFICATIONS: Minimum of 2 years experience working in a similar position within an RIA or brokerage firm. Experience working with OMS and EMS systems such as: Advent Moxy, Eze OMS, Charles River, Fidessa, RealTick, and ITG.Knowledge of financial markets, investment products and services is a must.Familiarity with portfolio accounting systems such as APL and Advent AXYS or APX.Well versed in the use of all Microsoft Office Applications. Expertise in the utilization of Excel including macros, VBA, etc. Profi

Requirements

Not Specified

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