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Cantor Fitzgerald: Client Management/ Due Diligence Analyst 9/19/2017

Cantor Fitzgerald, BGC Partners, Newmark Grubb Knight Frank New York, NY

Company
Cantor Fitzgerald, BGC Partners, Newmark Grubb Knight Frank
Job Classification
Full Time
Company Ref #
1284
Location
New York, NY
Experience
Entry Level (0 - 2 years)
Job Type
Regular
Education
Bachelors Degree
AJE Ref #
579557059

JOB DESCRIPTION

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Cantor Fitzgerald: Client Management/ Due Diligence Analyst



The Client Management/Due Diligence team is responsible for the firm-wide on-boarding, review and recertification of new and existing accounts in conjunction with the Anti-Money Laundering, Compliance and Due Diligence policies of the Firm.



Responsibilities



* Maintain renewal of documentation and client profiles per KYC standards

* Conduct data analysis and firm-wide data migration

* Liaise daily with clients, sales, risk, compliance, and all supporting operations

* Manage the collection and review of mandatory customer documentation.

* Manage account maintenance of new and existing accounts

* Other ad-hoc projects as assigned

Qualifications



* Bachelor s degree from an accredited college or university

* Knowledge of industry Know-Your-Customer ( KYC ) requirements

* Experience working with sales & clients directly in regards to KYC/AML requirements

* Ability to perform Enhanced Due Diligence and identify possible red flags

* Knowledge of end-to-end onboarding platforms and experience with transitioning customer/account data is a major plus

* Operations background is a plus

* Knowledge of investment banking, capital markets, or sales and trading is a plus

* Strong data management skills; ability to perform reconciliations, data analysis, and data migration

* Experience with ad-hoc projects involving KYC/Due Diligence/Client Onboarding

* Strong inter-personal skills and emotional intelligence

* Hard-working attitude, extremely organized, and strong attention to detail

* Ability to meet tight deadlines