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Compliance, Licensing Analyst, Analyst/Associate

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POST DATE 8/27/2016
END DATE 10/20/2016

Goldman Sachs Group, Inc. TX

AJE Ref #
Job Classification
Full Time
Job Type
Company Ref #
Entry Level (0 - 2 years)


As part of the global compliance team based in Irving, TX, the Licensing Analyst will provide support and work closely with the compliance department on various projects. The role aims to assist and facilitate various business entities conduct certain financial activities in compliance with applicable laws, regulations, and firm policies. This role will also reinforce the firm?s culture of compliance by providing general licensing compliance advice in support of different business activities, performing monitoring/surveillance, conducting and reviewing state licensing legal research and other compliance project work as needed.

? Researches requirements to obtain state licenses, as necessary, based on changes in business activities or applicable licensing statutes and regulations
? Preparation of state license applications, management of license renewals, and coordination and timely filing of regulatory reporting
? Assists management in all areas of state audits/exams, including working with various stakeholders across the firm to ensure exam documents and data requests are delivered in a timely and accurate manner
? Perform legal research on regulatory matters that is thorough, accurate and timely as it applies to state licensing and other compliance requirements
? Special projects and initiatives based upon business needs? University degree and/or professional compliance/financial services qualification
? Compliance or other relevant financial services experience
? Real Estate/Mortgage/Consumer Lending compliance experience preferred
? Proficient with NMLS strongly preferred
? Working knowledge of general real estate, mortgage products, and consumer lending
? Excellent ability to analyze and interpret legal and statutory materials as well as state and federal regulations
? Ability to handle and effectively prioritize multiple assignments in critical situations and successfully meet deadlines
? Strong communication skills (verbal and written); Must communicate effectively with other departments of the firm and state regulatory agencies
? Outstanding initiative, attention to detail, and strong organizational and time management skills required
? Strong analytical and problem solving skills
? Develop and work for effective improvement of licensing processes to achieve maximum efficiency, accuracy and data integrity
? Ability to work both independently and as a team player able to forge strong relationships with colleagues and clients
? Proficient in Microsoft Office Suite and Adobe Pro

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet. The Goldman Sachs Group, Inc., 2015. All rights reserved.*****