| Job Summary
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Company Job ID
88588 |
Job Title
Securities Licensed Sales Assistant I
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Company:
Fifth Third Bank
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Location
US - NC, West Jefferson, 28694
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AJE Reference Number
525125589
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Job Start/End Date
not provided
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Job Type
Regular
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Job Classification
Full Time
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Hours/Week
not provided
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Salary Range
not provided
N/A
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Education
not provided
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Required Degree/Formal Training
not provided
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Required Licenses/Certificates
df-aj
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Experience
not provided
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Company Homepage
http://www.53.com
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GENERAL FUNCTION:
The Securities Licensed Sales Assistant provides sales support to registered securities representatives (e.g., Investment Executives, Sr. Investment Specialists, or Wealth Management Advisors), as well as executes trades. The Licensed Sales Assistant has a strong understanding of the brokerage industry, trading operations and the Bank's brokerage products. Work is performed under the supervision of registered securities representatives.
ESSENTIAL DUTIES & RESPONSIBILITIES:
* Ensures that all assigned trading transactions are executed in a timely and accurate manner, and that all documentation is maintained to standards.
* Assists in soliciting additional customers for registered securities representatives.
* Has regular contact with clients regarding their accounts, under the supervision of a registered securities representative.
* Executes orders for clients at the direction of the registered representative.
* Opens new customer accounts at the direction of the Registered Representative.
* Works with Banking Center or Private Bank personnel to increase sales and referral opportunities.
* Handles various administrative functions for the registered securities representatives.
* Performs various projects as needed.
* Ensures that all trading activity complies with federal and internal compliance regulations and guidelines.
SUPERVISORY RESPONSIBILITIES:
None
Job Experience:
MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED:
* High school diploma or equivalent, college degree preferred.
* Series 7 and 66, or 7, 63 and 65 required.
* Strong understanding of the Brokerage Industry. Prior Brokerage experience strongly preferred.
* At least 1 to 3 years of sales E.O.E., M/F/D/V Federal law requires that we hire only U.S. citizens or aliens authorized to work in the United States. If you are selected for hire, you will be required to provide documentary evidence of your identity and eligibility to work in the United States. NOTICE: Fifth Third Bank does conduct a pre-employment drug screening, criminal and background investigation.
Job Benefits
Dental Insurance
Flexible Benefits
Flexible Work Schedule
Health Insurance
Holidays
Life Insurance
401K / Retirement Plan
Sick Leave
Vacation
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